Job description
A growing financial services group is seeking a Compliance Officer to join its Group Compliance function, reporting to the Compliance Director.
Key Responsibilities:
- Review client onboarding and periodic KYC submissions, ensuring regulatory compliance.
- Identify and resolve CDD gaps investigate suspicious transactions.
- Advise business units on AML/CFT, CDD, and data protection requirements.
- Monitor key compliance risk indicators and support governance processes.
- Assist with compliance initiatives, policy enhancements, training, and committee support.
Requirements:
- Degree in Business, Finance, Accounting, Law, or related field.
- 3-5 years of compliance or relevant experience (e.g., audit, legal, regulatory).
- Strong knowledge of AML/CFT and CDD frameworks familiarity with regulatory requirements is advantageous.
- Relevant certifications (e.g., CAMS, compliance, data protection) are a plus.
Business Registration Number: 200611680D.
Licence Number: 10C5117 EA Registration Number: R2091912
