Company Overview:
Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), Mauritius (FSC) and South Africa (FSCA). We were founded in Melbourne, Australia and have offices worldwide.
Leveraging our proprietaryin-house state-of-the-art technology, Mitrade has developed a one-stop digital trading platform tailored for investors. We offer market data, news and analysis, as well as tradings and risk management services within a comprehensiveuser-centric FinTech ecosystem. Serving over six million users worldwide, Mitrade offers unmatched accessibility across mobile (iOS and Android), desktop, and web platforms.
Role Summary:
We are seeking an experienced Assistant Compliance Manager/Compliance Manager to provide strategic oversight and technical support to our group Compliance team. This role combines deep domain knowledge with business acumen to provide regulatory advisory and support to the Group licensed entities.
If you're a strategic thinker with strong knowledge in regulatory compliance framework and AML/CFT regulations who can balance the regulatory requirements with business objectives, we invite you to join us in shaping the future of digital finance!
This Singapore-based role reports to the Vice President and works closely with the Group Compliance in our offices to drive excellence in our global Compliance and KYC/AML operations.
What are your key day-to-day responsibilities:
- Serve as the compliance subject matter expert for all Group managed licenses matters, providing strategic guidance, escalation support and guidance for complex cases.
- Serve as the primary contact with offshore regulators and compliance services vendors.
- Development, implementation, and management of the Group Licenses Compliance framework including but not limited to Client Protection, Business Conduct, Suitability/Appropriateness, Risk Management and internal controls, AML programs.
- Partner with business teams to develop practical solutions that enhance growth while ensuring compliance in regulations in respective licensed jurisdictions.
- Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity.
- Ensuring all regulatory filing, incident reporting, STR/SAR are completed on time.
- Review and approval of Branding related content, marketing campaigns and collateral, promotions.
- Level 2 Complaints handling
- Participation in regulatory and internal audit is required.
- Design and deliver training programs to enhance team capabilities and ensure consistent standards across global operations
- Participate and present in Board and committees meeting within the Group. Ensuring respective licenses comply with Corporate Governance requirements.
- Support the Vice-president in ad-hoc governance or regulatory matters within the Group.
What We Require from You:
- Minimum 4 years of compliance experience in financial services, with In-depth knowledge of AML/KYC procedures, regulatory requirements, Complaints handling and global best practices.
- Strong understanding of global regulations and compliance frameworks in licensed jurisdictions and emerging trends in digital finance.
- Experience in collaboration or working with overseas teams.
- Experience in financial services industry, particularly in CFD/forex trading (preferred).
- Excellent analytical and problem-solving skills, highly attentive to details.
- Strong business acumen and ability to balance risk and business objectives.
- Excellent command of both Chinese and English in written and spoken.
- Familiarity with ASIC DDO, ESMA MiFID II, UAE CMA or offshore CFD/FX license regulations would be an added advantage.
What You Can Look Forward To:
- Competitive compensation package
- Career growth and personal development within a growing global organization
- A flat organizational structure that values collaboration and transparency
