About The Company
A leading financial advisory firm is looking to ramp up their compliance capabilities due to business expansion.
About The Job
You will join a dynamic risk and compliance team to ensure distribution channels remain aligned with regulatory standards while managing risks associated with various outsourcing activities.
- Perform comprehensive risk assessments on distribution channels to identify and mitigate potential market conduct issues.
- Review and analyze customer feedback and investigations to recommend corrective actions and enhance internal governance.
- Evaluate marketing materials and training content to ensure full alignment with industry standards and internal policies.
- Manage oversight of both internal and external outsourcing functions to ensure compliance with service level agreements.
- Prepare and submit accurate regulatory filings and reports to governance forums and statutory bodies in a timely manner.
Skills And Experience Required
- At least 6 years of professional experience within risk or compliance roles in the financial services or insurance sector.
- Demonstrated expertise in managing the Balanced Scorecard (BSC) framework and conducting market conduct investigations.
- Strong familiarity with local regulatory standards and experience managing engagements with external auditors or regulators.
- Proven track record in project management and the ability to collaborate effectively across multiple departments and stakeholders.
- Excellent communication skills with the ability to translate complex regulatory requirements into actionable business guidance.
To apply online please use the apply function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )
