Key Responsibilities:
Compliance & Risk Management:
- Develop, implement, and review the company's compliance and risk management programs and policies.
- Monitor, evaluate, and ensure compliance with regulations, SOPs, and internal policies.
- Ensure timely resolution of compliance and risk-related issues
AML/CFT & Regulatory Compliance:
- Oversee and review compliance with AML/CFT requirements, KYC processes, and due diligence procedures.
- Ensure adherence to MAS regulations and other applicable financial industry laws.
- Conduct internal audits and compliance checks to mitigate risks and prevent financial crimes.
Regulatory & Legal Advisory:
- Conduct research to ensure compliance with applicable laws and regulations.
- Advise management on the implications of new laws, regulations, and governance requirements, recommending necessary actions.
- Liaise with law firms and regulatory bodies on legal and compliance-related matters.
- Review and draft contracts, agreements, and legal documents, providing relevant advice.
Corporate Governance & Internal Controls:
- Guide various departments in the drafting and implementation of SOPs and policies.
- Liaise with the Corporate Secretary on governance matters.
- Improve internal compliance controls and legal risk management frameworks.
Training & Reporting:
- Provide training and guidance on compliance, AML/CFT best practices, and risk management.
- Assist in compliance analysis, reporting, and documentation required by the company and/or parent company.
- Handle general administration, reporting, and filing tasks.
Requirements:
- Degree in Business Administration, law or a related field.
- Minimum 2 years of experience in company compliance, AML/CFT, and risk management.
- Strong knowledge of MAS regulations, AML/CFT frameworks, KYC processes, and due diligence procedures.
- Meticulous with a strong ability to handle sensitive information and maintain confidentiality.
- Proactive mindset with a drive for continuous improvement.
- Strong multi-tasking and organizational skills, with the ability to meet deadlines.
- Excellent oral, written, and presentation skills.
