Our client is a first tier private equity company with a regional footprint, dedicated to building secure, compliant, and innovative financial solutions. As they expand into new markets, we are seeking a Compliance Manager to lead their regulatory engagement efforts for the asset management business line.
The Role
You will play a pivotal role in driving our global expansion by managing end-to-end regulatory licensing processes across multiple jurisdictions. Working closely with legal, compliance, and product teams, you will ensure that our business operates within the evolving regulatory frameworks that govern financial services.
Key Responsibilities
- Lead and advise regulatory compliance for the businesses internationally.
- Develop and maintain relationships with regulators, external counsel, and consultants in key markets.
- Monitor and interpret global regulatory developments
- Advise internal stakeholders on licensing requirements, timelines, and compliance obligations.
- Prepare and review regulatory submissions, policies, and supporting documentation.
- Support the design of governance and compliance frameworks aligned with local and international regulatory expectations.
- Assist on Corporate Secretarial matters with external vendor.
Requirements
- Bachelor's degree in Law, Finance, Business, or a related field.
- Minimum 8 years experience in regulatory affairs, licensing, or financial regulatory compliance.
- Strong understanding of regulatory frameworks governing payments, e-money, or other financial services.
- Excellent written and verbal communication skills, with the ability to engage confidently with regulators and internal stakeholders.
