- Ensure ongoing adherence to MAS licensing requirements and alignment of local compliance policies with global standards.
- Provide practical, business-focused compliance guidance to senior stakeholders on regulatory developments and daily operational matters.
- Partner with business teams to review new initiatives and proactively identify and address compliance risks.
- Prepare and present board and committee papers, as well as monthly compliance reports for Global Compliance.
- Implement compliance monitoring programmes, including reviews of marketing and distribution activities.
- Oversee the identification, escalation, and remediation of compliance breaches.
- Design and deliver compliance training for new hires and periodic refresher sessions for existing staff.
Requirements
- Prior experience in compliance within asset management or investment firms.
- Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).
- Understanding of risk management, internal controls, and compliance standards.
Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).
Shortlisted candidates will be notified
Data provided is for recruitment purposes only
www.ambition.com.sg
EA Registration Number: R22104385
Business Registration Number: 200611680D. License Number: 10C5117
