Our client, a leading financial services firm, offers a dynamic environment where you will play a key role in managing regulatory, business, and reputational risks across APAC. This is an exciting opportunity to work across derivatives, securities, commodities, and FX within a highly regulated and fast-paced landscape.
Key Responsibilities
- Provide regulatory and compliance advisory to senior management and business units
- Ensure policies and controls align with MAS, SGX, SFC, and regional regulations
- Oversee key compliance areas including:Licensing & regulatory change managementTrade surveillance & market abuse.
- Derivatives reporting & compliance monitoringCross-border marketing, outsourcing & conflicts management
- Support business expansion, new products, and transaction advisory
- Conduct compliance risk assessments and drive mitigation strategies
- Manage audits, regulatory queries, and investigations
- Contribute to strategic and digital transformation projects
What We're Looking For
- 5+ years of experience in regulatory compliance within financial services
- Strong exposure to derivatives (ETD/OTC), trading or capital markets
- Solid understanding of MAS regulations, SGX-DT rules, and APAC frameworks
- Background in banks, brokerages, or audit firms
Qualifications
- Degree in Finance, Business, Law, Accounting, or related field
- Compliance certifications are a plus
If you or anyone within your network is keen to explore this further then do share your CV with [Confidential Information] / [HIDDEN TEXT]
