If you enjoy roles where the work is never one-dimensional, this might be your fit. You'll operate across AML/Onboarding and Regulatory Compliance Advisory, shaping policies while staying close to real-world execution. You'll work with business leaders to make compliance clearer, stronger, and more scalable in an environment that's growing fast and you'll be the person who turns regulations into practical, workable solutions.
Key Responsibilities
AML / Onboarding
- Lead CDD/EDD for institutional and corporate clients.
- Refine AML/CFT policies, procedures, and playbooks.
- Deliver internal training to strengthen compliance awareness.
- Oversee screening, alerts, and client risk profiling.
- Support new bank account openings and expanding banking partnerships.
- Handle escalations, enhanced due diligence, and investigations.
Compliance Advisory
- Interpret regulations and advise business teams clearly and pragmatically.
- Review new business activities and products for compliance impact.
- Strengthen policies on conduct, mis-selling, complaints, and data protection.
- Support regulatory submissions, reporting, and licence-related work.
- Collaborate with product, risk, and operations teams across the product lifecycle.
- Contribute to frameworks supporting future offerings, including brokerage models and tokenised assets.
Who You Are
Must-Have
- 712 years in AML, compliance, or capital markets compliance.
- Strong institutional onboarding and CDD/EDD expertise.
- Proven experience drafting policies and governance frameworks.
- Strong ability to interpret regulations for business application.
- Familiarity with capital-market environments
- Experience liaising with banks on account openings and reviews.
- Clear communicator with training capability.
Nice-to-Have
- Exposure to fintech or digital-asset compliance.
- Experience in brokerage, asset management, or PSA-regulated businesses.
- Comfort using data or analytics in compliance monitoring.
Why Join NorthStar
- Shape compliance at the intersection of traditional finance and on-chain innovation.
- Work directly with senior leadership and industry veterans.
- Influence long-term frameworks across capital markets and next-gen assets.
- Join a transparent, solutions-focused team building for sustainable growth.
