Compliance Manager

If you enjoy roles where the work is never one-dimensional, this might be your fit. You'll operate across AML/Onboarding and Regulatory Compliance Advisory, shaping policies while staying close to real-world execution. You'll work with business leaders to make compliance clearer, stronger, and more scalable in an environment that's growing fast — and you'll be the person who turns regulations into practical, workable solutions.

Key Responsibilities

AML / Onboarding

• Lead CDD/EDD for institutional and corporate clients.
• Refine AML/CFT policies, procedures, and playbooks.
• Deliver internal training to strengthen compliance awareness.
• Oversee screening, alerts, and client risk profiling.
• Support new bank account openings and expanding banking partnerships.
• Handle escalations, enhanced due diligence, and investigations.

Compliance Advisory

• Interpret regulations and advise business teams clearly and pragmatically.
• Review new business activities and products for compliance impact.
• Strengthen policies on conduct, mis-selling, complaints, and data protection.
• Support regulatory submissions, reporting, and licence-related work.
• Collaborate with product, risk, and operations teams across the product lifecycle.
• Contribute to frameworks supporting future offerings, including brokerage models and tokenised assets.

Who You Are

Must-Have

• 7–12 years in AML, compliance, or capital markets compliance.
• Strong institutional onboarding and CDD/EDD expertise.
• Proven experience drafting policies and governance frameworks.
• Strong ability to interpret regulations for business application.
• Familiarity with capital-market environments
• Experience liaising with banks on account openings and reviews.
• Clear communicator with training capability.

Nice-to-Have

• Exposure to fintech or digital-asset compliance.
• Experience in brokerage, asset management, or PSA-regulated businesses.
• Comfort using data or analytics in compliance monitoring.

Why Join NorthStar

• Shape compliance at the intersection of traditional finance and on-chain innovation.
• Work directly with senior leadership and industry veterans.
• Influence long-term frameworks across capital markets and next-gen assets.
• Join a transparent, solutions-focused team building for sustainable growth.