Responsibility:
- Oversee and manage end to end AML/KYC due diligence checks and compliance matters as required under Capital Market Service (CMS) license requirements
- Develop, implement and maintain a robust compliance framework to ensure controls are in place
- Review, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)
- Identify regulatory trends and developments that impact business areas and advise on any material impacts to current activities
- Provide regulatory/compliance advisory support to relevant business units
- Assist with ad-hoc projects or tasks as may be assigned from time-to-time
Requirement:
- Minimum 10 years of relevant compliance experience within the fund management, investment management or capital market service licensed entity or regulatory consulting environment
- Good knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations
- Demonstrate ability to effectively review and analyse data/situation and apply sound judgement in identifying risks or to resolve issues in a timely manner
Ready to make an impact We'd love to hear from you! Apply today by sending your resume to [Confidential Information] or click apply now!
..We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151
