About The Company
We are recruiting for a highly experienced and strategic Compliance Director for an asset management firm. This pivotal role will be responsible for overseeing all aspects of regulatory compliance, ensuring adherence to global and local financial regulations, and fostering a robust culture of integrity.
About The Job
- Develop, implement, and continuously enhance a comprehensive compliance program aligned with the firm's strategic objectives and risk appetite
- Act as the primary point of contact for regulatory bodies and external auditors, managing inquiries, examinations, and reporting requirements
- Monitor regulatory developments and emerging risks across relevant jurisdictions, assessing their impact on the firm's business and operational activities
- Lead the implementation of regulatory changes and new requirements, ensuring timely and effective adoption
- Conduct regular compliance risk assessments to identify, evaluate, and prioritize potential compliance risks
- Manage conflicts of interest, personal trading, gifts & entertainment, and outside business activities policies
- Deliver compliance training programs for all staff, ensuring a high level of awareness and understanding of compliance obligations
Skills And Experience Required
- Bachelor's degree from a reputable institution
- Minimum of 10-15 years of relevant experience in compliance within the asset management industry
- Deep and extensive knowledge of global and APAC financial regulations, including securities laws, investment adviser rules, market conduct regulations, and anti-financial crime requirements
- Excellent communication, interpersonal, and presentation skills, capable of influencing and advising stakeholders at all levels
- Proactive, solutions-oriented, and results-driven with a meticulous attention to detail
To apply online please use the apply function, alternatively you may contact at .
(EA: 94C3609/ )
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