Your role
We're looking for an experienced AML or KYC Subject Matter Expert who can:
- Work closely with the Front line Origination Units to ensure all Periodic Reviews guidelines have been adhered to with regard to AML, KYC, SOW and SOW Corroboration.
- Be the go-to person for queries from Front Line relating to KYC, SOW and SOW corroboration.
- Conduct quality assurance of customer AML KYC profiles of all risk ratings prepared by Front line Origination Units
- Serve and act as the front line point of contact for team questions and issues.
- Support management with internal audit, AML compliance and reviews as needed and help in identifying potential weaknesses in processes
- Ensure the team has an appropriate level of training on AML KYC/On-boarding matters to perform the role effectively
Your team
You'll be working in the Front Line Support (FLS) team in WM Business Risk Organization Singapore. Front Line Support is a dedicated independent team as a 1st line of Defense in the Control Framework to execute ex-post Controls.
What you'll need to succeed
- Min 3-5 years working experience in a Wealth Management environment with direct experience in KYC and Source of Wealth Corroboration in Private Banking.
- Leading knowledge and understanding of AML KYC risk & a proven ability of working with the 1st line.
- Risk-oriented personality who has the ability to differentiate borderline risk issues from critical fraud.
- Creative approach to problem-solving & challenging existing processes to drive improvements
- An excellent spoken and written knowledge of English & Mandarin (as the role requires coordination with China and Hong Kong regions).
What you need to do now
If you're interested in this role, click Apply Now to send over your updated resume!
This job posting is being managed on behalf of Wilfred Lam - Registration Number: R22108531, Company Registration ID number: 200609504D, EA License Number: 07C3924
