Business Risk & Control (Private Banking)

Responsibilities

• Conduit between business and other functions such as compliance, risk and etc.
• Engage and advise stakeholders on investment suitability and sales advisory process controls
• Assist in reviewing documentations and post transactions, ensuring adherence to regulatory requirements and enhancing process efficiency.
• Perform gap analysis and provide regular advice to business in relation to new local regulatory requirements or changes
• Other adhoc duties as assigned

Requirements

• Possess relevant front risk management or control experience in a private banking environment
• Strong understanding of local regulatory requirements and risk taxonomies
• Well versed with the sales advisory process i.e. investment suitability
• Good communication skills