Search by job, company or skills

Taylor Root

AVP, Regulatory Compliance (Retail/PWM)

6-8 Years
new job description bg glownew job description bg glownew job description bg svg
  • Posted 2 days ago
  • Be among the first 10 applicants
Early Applicant

Job Description

We are seeking an experienced AVP, Regulatory Compliance to join a leading bank. This is an exciting opportunity for a compliance professional to play a key role in ensuring adherence to regulatory requirements and internal policies across the bank's operations.

Key Responsibilities

  • Design and implement compliance frameworks, policies, and procedures to identify, assess, monitor, and mitigate risks effectively
  • Advise business units on compliance risks and provide guidance on regulatory obligations
  • Conduct compliance reviews and support audits to ensure robust controls
  • Liaise with regulators and manage regulatory submissions as required

Requirements

  • Minimum 6 years of experience in regulatory compliance within retail banking and/or private wealth banking (PWM)
  • Strong understanding of MAS regulations and other relevant regulatory frameworks
  • Excellent stakeholder management and communication skills
  • Ability to work independently and provide practical compliance solutions

More Info

Job Type:
Industry:
Function:
Employment Type:

About Company

Job ID: 138384115