Join a leading global insurers high performing compliance team as an AVP, Market Conduct Investigation (6-month contract, strong potential for extension). You will play a critical role in upholding market conduct standard and engaging directly with regulators.
Key Responsibilities
- Conduct investigations into market misconduct cases and drive appropriate follow-up actions
- Perform market conduct compliance reviews and monitor remediation efforts
- Liaise with regulators and government agencies, including preparing responses to queries and information requests
- Support the maintenance and enhancement of internal compliance policies, controls, and procedures
Critical Requirements
- 3+ years of experience in compliance, investigations, or a related function (ideally in Banking/Insurance, open to enforcement industry background)
- Working knowledge of the Financial Advisers Act (FAA) and MAS regulations
- Strong analytical, writing, and stakeholder management skills with the ability to manage multiple priorities
