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Associate/Senior Associate, Regulatory Compliance
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Our client is an international service provider that theyprovide a wide range of services such as regulatory compliance advisoryservices to their clients. Their clientsare mainly in the financial services industry including asset management suchas hedge funds, private equity funds, venture capital, payment solutionsetc. As the business continues to grow,they are looking for Associate / Senior Associate, Regulatory Compliance andthe position is based in Singapore.
Key responsibilities:
. Work as a team to manage a portfolio of fundmanagement clients to provide them compliance solutions and services
. Provide compliance advisory services such aslicense applications, compliance program support, regulatory reporting etc
. Handle compliance assignments and ensurecompletion that meet clients timelines and quality standards
. Assist in drafting and reviewing proposals andletters of engagement to clients
. Keep abreast of the latest regulatoryrequirements and industry updates
. Other ad-hoc compliance duties as necessary
Key requirements
. At least 2 years of regulatory complianceexperience in consultancy firms / audit firms / regulators / buyside assetmanagement firms
. Good understanding of asset management industry
. Candidates from audit background with fundexposure will be considered
. Good client servicing and communication skills
. Motivated, meticulous, team-player
Job ID: 149147009
Skills:
system review , Audit fieldwork, Audit finalization reports, Audit planning, Internal control testing, Quality assurance of audit file, Regulatory and reporting requirements
Skills:
regulatory approvals , consumer product safety , Testing prediction and assessment, product certification, Rohs, REACH, Environmental compliance requirements, Electronics design and development engineering, EU WEEE, RF Testing, Global market access requirements, Obtaining certifications
Skills:
International Financial Reporting Standards, regulatory advice, audit tools, Us Gaap, audit accounting, Regulatory Compliance
Skills:
it controls , Data Security, Cybersecurity, CISA Certification, cybersecurity risk assessments, technology regulatory compliance, It Audit, common IT audit tools and techniques
Skills:
license applications, compliance program support, Regulatory Reporting, Regulatory Compliance, compliance advisory services
