Job Details
We are seeking a Compliance candidate to join our Wealth Management division - an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection within the private wealth space.
Responsibilities:
- Provide day-to-day compliance support to front office teams across discretionary and advisory wealth management.
- Review and monitor client onboarding (KYC/AML), suitability assessments, and investment documentation.
- Assist in the interpretation and implementation of new regulatory developments affecting the wealth business.
- Conduct compliance monitoring and thematic reviews, producing reports and recommendations.
- Support the development and delivery of compliance training to employees.
- Liaise with regulators and internal stakeholders, ensuring timely responses to queries and audits.
Requirements:
- Bachelor's degree in Law, Finance, Business, or a related field.
- 10 years of experience in Compliance, ideally within wealth management, private banking, or investment advisory.
- Strong technical knowledge in SFA, FAA, MAS regulations etc
- Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
- High attention to detail and a proactive, analytical mindset.
Take charge of this opportunity to welcome a new career challenge in 2025
EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112
