Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.
Our teams of experts in close to 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis CIB is committed to aligning its financing portfolio with a carbon neutrality path by 2050 while helping its clients reduce the environmental impact of their busines
As part of Groupe BPCE, the second largest banking group in France through the Banque Populaire and Caisse d'Epargne retail networks, Natixis CIB benefits from the Group's financial strength and solid financial ratings (Standard & Poor's: A+, Moody's: A2, Fitch: A+, R&I:
Job Summary
This role involves performing KYC due diligence and AML checks as a Maker/ Checker for Asia Pacific/Middle East clients, including PEP and adverse news screening. Responsibilities include liaising with Front Office, escalating complex cases, maintaining client data in the KYC database, generating MIS reports, and participating in projects and UAT testing. This position also requires knowledge sharing with junior team members
Main Responsibilities
- To perform KYC due diligence of new relationships and existing clients (periodical revisions) for Asia Pacific and Middle East jurisdictions as a Maker or Checker
- To conduct checks and due diligence on these clients primarily looking out for PEP/Adverse news/information that may be detrimental to the reputation of the bank
- To liaise and coordinate with Front Office and Porto Team on the collection of the KYC documents/information
- To escalate complex cases to local Compliance and/or Head Office Financial Security for advice, clarification or validation where applicable
- To provide guidance and sharing of KYC knowledge to the junior team members in the team and other departments
- Inputting and Maintenance of the Static Data/Accounts of the Clients into the KYC Database
- Ensure accurate and proper maintenance of statistics for timely MIS reporting/other ad-hoc reports and perform monthly reconciliation on the KYC Status versus Opened Accounts of the Existing Clients.
- To take part in Projects and perform UAT testing assigned by the Manager
- To perform ad-hoc screenings and other duties assigned by the Manager
Required Skills
- Bachelor's Degree Holder in Banking / Finance / equivalent
- Prior experience in KYC / CDD, preferably in Corporate Investment Banking with a good understanding of AML/CFT Framework and KYC documentation processes
- Good understanding of the KYC regulations in Asia (in particular HKMA, MAS, CBRC, PBOC and FSC)
- Strong Verbal Communication in both English and Mandarin and Strong reading capability in English, Simplified and Traditional Chinese
- Strong Interpersonal skills with ability to effectively interact with cross functional teams and capable of working on own initiative and prioritizing work load
- Highly organized with excellent attention to detail, highly motivated and able to work with minimal supervision.
- Ability to multi-task and execute task with a sense of urgency and with ultimate goal of delivering tasks on time
- Strong Team player
- Good Knowledge with Excel will be an advantage
