About Maybank Securities
Maybank Securities, a leading brokerage and investment bank with a reach extending across ASEAN, the UK and the US, offers a comprehensive suite of services. These include corporate finance & advisory, navigating debt and equity capital markets, derivatives trading, brokerage and research for both retail and institutional investors, and prime brokerage.
This role reports directly to the Chief Risk Officer.
The responsibility of this role includes:
- Review and adopt non-financial risk framework / policies / procedures from regional HQ to suit local operating environment;
- Drive the implementation of non-financial risk framework / policies / procedures across the business units, and to facilitate an effective management of non-financial risk;
- Provide oversight through advisory and guidance to the business units / operational risk officers (ORO) for effective implementation of the non-financial risk tools, to ensure non-financial risk are adequately identified, assessed & measured, controlled, monitored and reported to mitigate risk exposures:
- Plan and conduct risk control self-assessment(RCSA) covering all business units and support functions.
- Develop key risk indicators(KRI) with business units where relevant.
- Implement Key Control Testing(KCT) for all departments in the firm
- Collect, analyse, report and follow up on operational risk incidents.
- Take charge of business continuity management including business impact analysis, business continuity plan (BCP), call tree exercise, annual BCP exercise/split operations etc.
- Engage business units for the on-boarding and ongoing review of outsourcing arrangements.
- Prepare monthly non-financial risk reporting dashboard and analytics, and periodically report results of non-financial risk activities to the senior management and stakeholders in Local / Group Risk Committees;
- Deal with queries from internal/external audits, or request for information by regulators, and coordinate with business units on follow-up activity and implementation of actions if any;
- Promote the institutionalisation of non-financial risk management in the day-to-day business units by inculcating the risk awareness and culture across the business units, e.g. email broadcasts, engagement session with business units and annual ORO training.
Qualification requirement:
- Degree holder with minimum of 5 years working experience in operational / non-financial risk in the banking/brokerage sector.
- 5+ years of experience in Operational risk covering Outsourcing , Business Continuity, RCSA and KCT.
- Technology risk experience will be an advantage.
- Meticulous, analytical, able to work independently, as well as work well under pressure and tight deadlines;
- Proactive, curious and possess the ability to challenge processes and propose process improvement initiatives for business units;
- A good team player who is able to effectively interact with various business units.
This is a 12-month contract role with potential for renewal based on performance and business needs.
We regret that only short-listed candidates will be notified.
