Assistant Manager, Compliance

ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER

Be ready to embark on a journey which offers you an exciting opportunity.

HERE'S A SHORT INTRO OF WHO WE ARE

Since our incorporation in 2005, finexis has grown to become a leading homegrown financial advisory firm in Singapore licensed by the Monetary Authority of Singapore, with assets under advisory of almost S$1 billion. Our strategic partnerships, extensive portfolio of leading financial solutions, strength of more than 600 financial consultants and support staff have enabled us to become a market leader in the field of specialised financial services.

WHAT TO EXPECT

The Regulatory team is part of the Compliance department, and is primarily responsible for assisting in reviewing whether the company's representatives have met the stipulated competence and compliance standards, which is in accordance to the industry guidelines and regulatory requirements. You will be part of a dynamic and driven team, and have the opportunity to work with various stakeholders, including but not limited to our partners, clients and regulators. You will report directly to the Deputy Head of Compliance.

If this is what you are looking for, look no further and be ready to take this leap of faith by giving your 120%! This is just the beginning, as we are excited to work with you to shape this into something extraordinary!

WHAT YOU'LL DO

• Review existing policies and procedures to ensure that the applicable laws, guidelines, notices and regulations (e.g. FAA and PDPA) are met
• Prepare or update policies and procedures in accordance with any new or amendments to the applicable laws, guidelines, notices and regulations
• Provide advice, including trainings, to stakeholders on the proper implementation of relevant policies and procedures
• Prepare and submit reports to regulatory bodies (e.g. MAS) in a timely manner
• Remain up to date on new publications by the relevant authorities
• Assist in any ad-hoc projects that may be assigned

WHO YOU ARE

• Degree in any discipline
• At least 4 years of relevant experience in Regulatory Compliance preferred
• Strong team player
• Good analytical skills
• Attention to detail
• Deadline oriented
• Possess good interpersonal and communication skills
• Good knowledge of Microsoft Excel (e.g. pivot table) and Tableau
• Knowledge of FAA and PDPA requirements preferred

WHAT'S IN IT FOR YOU

• Competitive remuneration
• Flexi-Benefits
• Hybrid work week
• A workplace environment that fosters collaboration and interactions with others
• Opportunity to work with various teams