Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions - Experienced Associate

A career within Risk & Compliance Solutions provides the opportunity to help companies rethink compliance and risk, creating a sustainable risk advantage. You will assist clients in developing internal controls, leveraging analytics and technology, optimizing risk and compliance policies, and improving business performance.

Key Responsibilities:

• Provide regulatory advice to fund management clients on risk, regulations, and compliance matters.
• Conduct compliance reviews and internal audits for asset managers; recommend improvements to processes and controls to comply with industry best practices, regulations, and regulatory expectations.
• Perform business process and controls reviews, including control assurance reporting, gap analysis, risk assessment, and remediation recommendations.
• Provide outsourced compliance support, including regulatory reporting, implementing regulatory changes, compliance monitoring, AML/KYC reviews, and regulatory advice.
• Assist clients in developing, implementing, and strengthening enterprise risk management and compliance frameworks.
• Manage key stakeholder relationships by communicating scope of work, findings, observations, and industry updates.

Qualifications & Experience:

• Bachelor's degree in Accounting, Commerce, or related field from a local or overseas university.
• Good understanding of the asset management or private wealth management landscape (preferred).
• Minimum 1 year of experience in regulatory compliance, internal audit, or risk and controls, preferably in a Big 4 audit firm, regulator, or financial institution.
• Strong academic record.

Attributes & Skills:

• Meticulous, analytical, and detail-oriented, with an enquiring mindset.
• Professional, confident, highly motivated self-starter.
• Ability to manage multiple tasks in a fast-paced environment with tight deadlines.
• Positive attitude toward learning and strong team player.
• Able to work under pressure.
• Strong values, personal integrity, and emotional intelligence.