AML Specialist (Contract Convertible to Permanent)
Our client, a well-established securities firm with a multi-asset platform, is looking to fill AML Specialist to support its financial crime compliance function. This role provides broad exposure across capital markets products and offers a strong potential for conversion to a permanent position.
Key Responsibilities
- Lead end-to-end KYC/CDD/EDD processes for individual and institutional clients, including higher-risk and complex cases
- Review and approve onboarding files, periodic reviews, and trigger events in line with internal policies and regulatory expectations
- Oversee transaction monitoring alerts, sanctions screening, and adverse news reviews, ensuring timely escalation and resolution of suspicious activities
- Ensure full compliance with regulatory requirements under the Securities and Futures Act (SFA) and MAS AML/CFT guidelines
- Prepare and review Suspicious Transaction Reports (STRs) and liaise with relevant authorities where required
- Act as a key point of contact for internal and external audits, regulatory queries, and inspections
- Support the enhancement of AML frameworks, policies, and internal controls in line with evolving regulatory expectations
- Partner closely with front office, operations, and legal teams to provide advisory on AML risks and controls
- Drive remediation exercises, data quality initiatives, and regulatory-driven projects
- Provide guidance and mentorship to junior team members where required
Requirements
- Bachelor's degree in Finance, Business, Law, or a related discipline
- 48 years of relevant AML/KYC experience within a securities firm, brokerage, or financial institution
- Strong working knowledge of MAS regulations and the Securities and Futures Act (SFA)
- Familiarity with AML systems, transaction monitoring tools, and regulatory reporting requirements
- Strong analytical, investigative, and stakeholder management skills
- Ability to operate independently and manage multiple priorities in a fast-paced environment
