AML Compliance Officer

About SDAX

Based in Singapore and regulated by the Monetary Authority of Singapore, SDAX is a globally connected, integrated digital financial services platform offering a comprehensive suite of investment opportunities for asset owners and investors to benefit from the world's private markets. SDAX's exchange platform offers opportunities to access exclusive investments from its ecosystem and secondary market trading via its digital asset exchange.

With SDAX, investors access curated investment opportunities across private equities, funds, real estate and alternatives which have passed SDAX's rigorous due diligence process. SDAX connects markets through partnerships with participants in North America, the United Kingdom, Europe and the Asia Pacific region, delivering a seamless and efficient cross-border digital assets ecosystem for wealth creation.

We are seeking a Compliance Officer to support the company's compliance framework, regulatory obligations, and internal control processes. This role is execution-focused and centred on day-to-day compliance operations. You will work closely with the Compliance Team across key areas such as transaction monitoring, KYC reviews, outsourcing oversight, marketing material checks, policy maintenance, and compliance training within a dynamic fintech environment.

ROLE OVERVIEW

This is a mid-level, hands-on AML Compliance Officer role focused on execution and day-to-day operations. You will serve as the Subject-Matter-Expert in all AML/CFT and CDD matters. You will support the Senior Compliance Officer and Head of Compliance across key areas including transaction monitoring, outsourcing reviews, marketing/advertising reviews, policy updates, enterprise-wide risk assessment, and trainings.

This role is ideal for a driven professional with 47 years of AML compliance experience looking to grow in a dynamic fintech environment. You will play a crucial part in safeguarding the integrity of financial systems by implementing and monitoring AML/CFT policies and procedures.

KEY RESPONSIBILITIES

KYC & Client Onboarding and Reviews

• Review and approve medium-risk onboarding cases (individuals and corporates, including complex structures).
• Review high-risk cases and provide formal recommendations to the Head of Compliance.
• Act as a key KYC/AML advisor.

Transaction Monitoring

• Conduct daily review, investigation, and clearing/escalation of transaction monitoring alerts.
• Fine-tune rules, parameters, and thresholds based on customer risk profiles and emerging typologies.
• Perform data analysis to optimise alert quality and reduce false positives.
• Support system enhancements, rule development, and UAT.

Marketing & Advertising Review

• Review factsheets, pitch decks, website content, social media posts, and event materials to ensure full compliance with MAS guidelines on standards of conduct for digital advertising activities and other relevant advertising rules.

Policy Maintenance & Regulatory Updates

• Perform gap analysis and update assigned policies/procedures (e.g., AML/CFT, Sanctions, Outsourcing, KYC Onboarding) against new or revised MAS guidelines and Notices.
• Draft, implement, and enforce group-wide compliance policies and SOPs.
• Collaborate with business units to design and embed robust internal controls.
• Assist the Senior Compliance Officer with broader regulatory change projects where required.

Compliance Advisory

• Provide clear, practical regulatory and AML/CFT guidance to inter-departments.
• Provide practical, business-enabling solutions to compliance queries.

Training & Awareness

• Design and deliver regular compliance training on key topics (AML/CFT, transaction monitoring, advertising rules, etc.).

Outsourcing & Third-Party Risk

• Perform due diligence on new service providers and maintain the outsourcing register.
• Conduct periodic outsourcing reviews and risk assessments.
• Update and implement the Group's outsourcing policy and procedures.

General

• Support internal/external audits, MAS submissions and regulatory inspections
• Participate in ad-hoc compliance projects and incident investigations

REQUIREMENTS

• Bachelor's degree in Law, Business, Finance, or related discipline.
• 47 years of AML compliance experience within a MAS-regulated financial institution, with focus on both individual and corporate onboarding.
• Solid working knowledge of the Securities & Futures Act (SFA), Financial Advisers Act (FAA), and relevant MAS Notices and Guidelines.
• Strong analytical skills, attention to detail, and ability to communicate complex requirements clearly.
• Relevant professional certifications (e.g., ACAMS, ICA Diploma in AML, Governance, Compliance & Risk) are highly advantageous.
• Team player with a proactive mindset, able to thrive in a fast-moving, high-growth environment.

Please note: Only shortlisted candidates will be notified. All resumes received will be used for recruitment purposes only.