Key Responsibilities
- Review and validate client risk assessments to ensure compliance with internal policies, regulatory requirements, and established risk management standards.
- Provide guidance and support to front office teams on client onboarding documentation and form completion requirements.
- Perform quality checks on client documentation throughout the client lifecycle, ensuring completeness and accuracy as a second-level reviewer.
- Maintain and manage client records in accordance with internal record-keeping and data management requirements.
- Prepare periodic management reports, including account documentation exceptions, operational metrics, and other relevant statistics.
- Process and ensure timely updates of client static data and account information.
- Handle client information with the highest level of confidentiality and professionalism.
- Support internal audits, regulatory reviews, and information requests from internal stakeholders.
- Participate in process improvement initiatives and undertake additional responsibilities as assigned.
Requirements
- Experience in account opening, client onboarding, or account documentation for individual and corporate clients, including local and foreign-incorporated entities.
- Good understanding of KYC, AML, regulatory requirements, banking controls, and operational risk frameworks.
- Prior experience in a Client Onboarding, KYC, Client Lifecycle Management, or related operations role within the financial services industry is preferred.
- Salary: $3,500-$5,500
Interested applicants please email your resume to [Confidential Information]
Ivy Tham Yi Ru (R1104692)
Recruit Express Pte Ltd (EA Number: 99C4599)
