Jobs Responsibilities
- Execute risk based compliance monitoring and testing reviews to provide independent assurance over the effectiveness of regulatory controls.
- Conduct surveillance and thematic reviews across key banking regulations.
- Define testing scopes, select appropriate samples and evaluate findings to identify regulatory gaps, control weaknesses and areas requiring remediation.
- Develop monitoring tools, testing aids and reporting materials to improve the quality, consistency and efficiency of compliance assurance activities.
- Consolidate monitoring results and regulatory information for reporting to Senior Management, Board, Head Office and other relevant stakeholders.
- Support regulatory inspections and internal or external audits by coordinating information requests, preparing responses and following up on review matters.
Job Requirements
- Relevant experience in regulatory compliance, compliance monitoring, compliance testing, assurance, audit or risk within financial services is preferred.
Application Procedures
Interested candidates, please email your resume to:
Attention: Lynn Mak Ling Ling (CEI No. R1986990)
[Confidential Information]
Recruit Express Pte Ltd (EA No. 99C4599)
We regret that only shortlisted candidates will be notified.
