About Maybank Securities

Maybank Securities, a leading brokerage and investment bank with a reach extending across ASEAN, the UK and the US, offers a comprehensive suite of services. These include corporate finance & advisory, navigating debt and equity capital markets, derivatives trading, brokerage and research for both retail and institutional investors, and prime brokerage.

Job Description:

As a member of Central Dealing team, you will report to the Dealing Manager and be responsible for trade executions for our clients and other related activities.
To ensure the retail clients and Trading Representatives (TR) are qualified to trade in US shares and ETF according to regulations.
To ensure the retail clients and TR are trading within their credit approved risk profile and limit.
For OTC counters, we need to ensure clients and TR obtain pre-approval from credit and meet the prerequisites criteria for purchases of OTC counters.
To ensure execution of orders to the designated brokers for institutional clients and retail clients in order to prevent settlement issue.
To inform TR and clients of their orders status by end of the day such as via email or phone call.
Provide timely reporting and communication of trade/order details to retail clients, TR, Maybank IB and Maybank Securities subsidiaries.
Timely and accurate trade execution of orders for aforesaid clients and subsidiaries
Service quality to aforesaid clients and subsidiaries
To manage order placement/withdrawal of US orders for online retail clients and Trading Representatives (TR)
To assist TR and retail clients with their US order placement and trade enquiries
To assist Maybank IB –KL and Maybank Securities overseas subsidiaries with their placement of US orders
To assist CFD clients and TR with their placement of US orders and enquiries
To liaise with CFD vendors for system fix in the event of system breakdown
To assist Forex clients with their order placement and enquiries
To develop and maintain SOP for US order execution
Assist with the execution of Options Trading for Prime Brokerage

Qualification and skillset requirement:

The role will require the candidate to be aware and informed of the latest markets news and company announcements.
The candidate should be familiar with the equity market and its workings. It will require the candidate to work during Asia Night market trading sessions.
Candidate must possess at least Diploma/Advanced/Higher/Graduate Diploma, bachelor's degree/Post Graduate Diploma/Professional Degree in Business, Finance or related fields
At least 2 Year(s) of working experience in the related field is required for this position.
Meticulous in trade executions.
The working hours will be aligned to US market trading hours, from 9:30pm to 4:00am, Monday to Friday. During Daylight Saving Time, the hours will shift to 10:30pm to 5:00am. A night desk allowance will be provided.
Candidate should have passed all the required CMFAS modules required for the role ie Modules 1A, 2A, 5, 6 and 6A (equivalent New modules effective 1 April 2024, Modules RES 1A, RES 2A, RES 5, CM-EIP, CM-SIP).

We regret that only short-listed candidates will be notified.

Central Dealer, Analyst / Senior Analyst