KEY ACCOUNTABILITIES

Delivery of accurate and effective rules within Aladdin, including in order and trade management, risk reporting, position keeping as well as pre and post trade investment compliance monitoring and reporting. This position will be the responsible for delivery of compliance rules in the Singapore office as well as for other local business units.

This includes:

Guideline interpretation, translation, testing and sign-off
Aladdin training assistance
Pre & Post trade monitoring process & policy documentation
Centralization on rule coding & testing for Eastspring Local Business Units
Identification of customized data attributes i.e. specific client requirement, BB mnemonic fields, certain calculation methodology or hierarchy methodology use for rule coding
Creation of standard security type/ investment class/industry/country/sector classification for rule coding purposes
Standardization of rule coding for certain generic rules i.e. cash limits, concentration limits, stock/issuer/sector/currency/country bet limits etc
Identification of opportunities for optimized rule maintenance and enhanced processes and system features
Identification of opportunities to automate and improve efficiency of processes

EXPERIENCE / QUALIFICATIONS

Strong knowledge on all the latest Taiwanese Regulations & Client Guidelines is a must
Excellent interpretational, written & communication skills in traditional Chinese
Degree in Legal or Business related disciplines with at least 8 years of working experience in the Financial industry
Experience and knowledge of investment compliance monitoring especially regulatory requirements and using Aladdin
Excellent analytical and problem-solving skills
Excellent priority management and facilitation skills, with the ability to manage different stakeholders across the Regions
Experience and knowledge of data analytical tools would be a bonus

CANDIDATE ATTRIBUTES

A deep understanding of asset management in the context of investment compliance and risk monitoring
A strong ability to be hands on yet has a holistic strategic vision on business and IT systems
A strong team player
A performance driven individual
A strong ability to work and influence different seniority of stakeholders

Manager / Senior Manager - Compliance Rule Coding